Spl'st, Wealth Management Ops

About the role

The Role Purpose of Manager for the Trade Operations and Settlement, KYC, and Regulatory Reporting in Broking Operations is to oversee the end-to-end post-trade lifecycle, ensure flawless settlement of trades, and maintain strict compliance with regulatory frameworks and Client Due Diligence (KYC) standards.

What you'll do

• The Job Holder’s responsibilities extend to manage and oversee processing of Trade Settlement, KYC, Internal / External Audit, Exchange Inspection, UAT activities
• Well versed with KRA/ CKYC registration process and the requirements for Individuals & Non-Individuals
• Well versed with current KYC Norms / CDD Procedures/ Regulatory guidelines
• Handled Client onboarding & Account Management - Account opening process (End to End) for Individual & Corporate, FII, DI etc clients of Retail Broking 3in1
• Digital & Physical onboarding of Account, checking, Scrutiny, rectification in consultation with RM and onboarding in various system

What you need

• Wealth management
• SEBI regulations
• KYC
• Reporting
• MIS reporting
• AML
• Any graduate

Good to have

• Due diligence