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Sr. Principal Risk & Control Specialist

Nomura·Mumbai

Pay not statedLead levelFull-time

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About the role

With world-class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support, the firm plays a key role in facilitating the group’s global operations across four international regions. Over time, we have made meaningful progress in these areas, and this commitment has been well-recognized across the industry.

What you'll do

  • Lead the implementation of improvements to CIO RCSA processes
  • Establish clear RCSA roles, responsibilities, and accountabilities within the CIO organization
  • Develop comprehensive RCSA procedures aligned with Operational Risk Management (ORM) framework requirements
  • Coordinate and facilitate RCSA workshops and assessment sessions with CIO business units and 2LOD
  • Assess current state gaps and prioritize implementation activities

What you need

  • Investment banking
  • Operational risk
  • Risk management
  • Reporting
  • Audit
  • Wealth management
  • Any graduate

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