Surveillance Compliance

About the role

Raise is built on this core philosophy, we will bring exceptionally great products, awesome user experience and best-in-class customer service to our users. We started with our first consumer product, Dhan, an investment and trading platform launched in November 2021. Today, Dhan ranks #8 amongst stock brokers in India and continues to be one of the fastest-growing platforms in the investment and trading ecosystem.

What you'll do

• Monitor client trading activities across NSE, BSE, MCX and CDSL
• Analyse trading patterns and identify unusual or suspicious activities
• Use surveillance systems and tools to monitor transactions and flag potential exceptions
• Conduct transaction-level analysis and escalate identified concerns as per defined processes
• Ensure adherence to applicable SEBI, NSE, BSE, MCX and CDSL regulations and guidelines

What you need

• 2–4 yrs of experience
• Compliance
• SEBI regulations
• Documentation
• SOP writing
• B.Com

Good to have

• Capital markets