SVP- Senior Controls Lead Analyst -Services

About the role

Individuals in Product Controls are responsible for establishing, managing, and mitigating operational, compliance, and regulatory risks across various business lines and products. Professionals within this profile work collaboratively with product management, operations, technology, and second/third-line risk partners to design, implement, and maintain a robust, compliant, and sustainable risk-mitigated environment that supports safe business growth.

What you'll do

• Coordinate MCA (Manager Control Assessment i.e. Risk & Control Self-Assessment) including monitoring and reporting activities where required
• Identify and document manual and automated controls and support development and implementation of appropriate monitoring mechanisms
• Assist in coordinating issue management including issue oversight and reporting, and inputting to root cause analysis and issue remediation
• Participate in the process to identify, assess, record, and respond to Operational and Compliance Risk events, ensuring these are captured accurately, timely
• Escalate issues appropriately to management in line with the firm's Escalation Policy and support the Escalation Champion in monitoring and recording escalations

What you need

• 8–14 yrs of experience
• Stakeholder management
• Operational risk
• Root cause analysis
• MCA