Team Member

About the role

JOB TITLE Deputy manager Reports too Senior manager – Risk Management No of Direct reportees NA Department Risk Management – Trade and communication surveillance Position Grade Range Deputy manager To help the organization in establishing, implementing, and overseeing various Risk Management practices and policies.

What you'll do

• Help the organization in establishing, implementing, and overseeing various Risk Management practices and policies
• Monitor a firm’s trading activity using surveillance applications to safeguard the firm against any reputational and/or financial risk
• Assisting team members with daily reviewing and analyzing of surveillance s and/or exception reports. Properly documenting the review and disposition of the exceptions…
• Review of various modes of recorded communication used by the investment team and identify any unusual activity and potential risk issues
• Participating in periodic review of surveillance s to ensure optimal quality is being achieved

What you need

• 3–5 yrs of experience
• Capital markets
• Excel
• Compliance
• PowerPoint
• Internal audit
• Risk management
• Chartered Accountant or MBA

Good to have

• Mutual funds
• Bloomberg
• SEBI regulations