VP- Lead Investigator

About the role

To conduct investigations into various aspects of the bank’s operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure.

What you'll do

• Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies
• Leading the investigations into alleged violations of policies, regulations, or laws
• Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues
• Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings

What you need

• Compliance
• Any graduate