highlisted

VP- Regulatory Authorization and Permissions

Barclays·Pune

Pay not statedLead levelFull-time

Read from the company's own careers page; you apply on their site.

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About the role

To assist and review regulated entity authorisations applications to oversee that they are valid, complete, and compliant with all applicable policies and procedures.

What you'll do

  • Investigation of potential incidents of unauthorised regulated activities and recommending corrective actions and process improvements
  • Provision of training to colleagues on how to request UK entity authorisations
  • Development and implementation of regulated entity authorisation policies standards and procedures relating to regulated entities business activities and licences
  • Development and implementation of authorisations controls supplementary to Business controls

What you need

  • Any graduate

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