Analyst, Compliance Consulting

About the role

We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring. We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility.

What you'll do

• Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services…
• Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients
• Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
• Work closely with external vendors to troubleshoot and escalate critical systems issues
• Actively monitor and report on potential electronic communication compliance violations

What you need

• 3–6 yrs of experience
• Compliance
• B.Com or BBA or MBA or M.Com