Assistant Manager, Portfolio Compliance

About the role

We are looking for an Assistant Manager, Portfolio Compliance to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers.

What you'll do

• Configure, maintain, and monitor pre‑trade and post‑trade compliance rules in Charles River based on client mandates, regulatory requirements, and firm policies
• Review and interpret client guidelines, IMAs, and applicable regulatory requirements to ensure compliance rules and monitoring remain accurate, effective, and up to date
• Perform ongoing portfolio compliance monitoring, including investigation and resolution of breaches, ad‑hoc compliance queries, and preparation of internal, client
• Support the testing, implementation, and ongoing enhancement of compliance monitoring processes
• Utilize FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures in accordance with regulatory requirements

What you need

• 8–14 yrs of experience
• Compliance
• Portfolio management
• Documentation
• CFA or B.Com or BBA

Good to have

• CFA