Associate II - PCVM (Investment Restriction Compliance Management)

About the role

This role is to hire a Business Process Operations Analyst.

What you'll do

• Work within a team responsible for Investment Restriction Compliance Management: violation oversight, onboarding and query resolution
• Deliver and oversee the daily review of overnight violation monitoring; escalate and follow through issues appropriately
• Work with Investment desks / Product / Client Executives across all asset classes on investment guidelines related matters and issues. Providing advice and assisting…
• Help maintain broker and ready to trade coding in Aladdin and assist Trading Desks with initial queries and escalations
• Deliver mandate investment guideline on-boarding and change activities, supporting initial impact assessments and implementation of controls onto the Aladdin platform…

What you need

• 2–3 yrs of experience
• Compliance
• Excel
• SQL
• Documentation
• PowerPoint
• Any graduate