Compliance Analyst

About the role

Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value add. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards.

What you'll do

• Review expert call transcripts to detect and resolve any instances of material nonpublic and confidential information in accordance with internal protocols
• Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary
• Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists…
• Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment
• Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows

What you need

• 1–2 yrs of experience
• Compliance
• Due diligence
• Any graduate