Compliance and Ops Risk Test Specialist

About the role

As a Compliance and Operations Risk Test Specialist within compliance and operational risk testing , you will assess the control environment to identify gaps and support remediation to mitigate risk. You will execute testing with precision and accountability to deliver high-quality outcomes aligned to the firm’s highest risks.

What you'll do

• Understand and evaluate the assigned function’s control environment, with proven experience assessing the adequacy, effectiveness
• Execute testing processes with precision and accountability to assess the control environment, identify gaps
• Collaborate with process and control owners and cross-functional teams on the testing schedule; obtain walkthroughs of processes; document process changes
• Partner with control owners to support issue validation, action plan quality, and closure discipline
• Lead walkthroughs and other meetings with business owners, fostering collaboration across engagements with minimal oversight

What you need

• 2–5 yrs of experience
• Compliance
• Operational risk
• Financial statements
• SOX
• Month-end close
• Financial reporting
• B.Com or BBA or Chartered Accountant or MBA

Good to have

• Reconciliation
• Bookkeeping
• Treasury
• Valuation
• PowerPoint
• Alteryx