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Compliance Officer

SKS Enterpprises·Mumbai

Pay not stated5–8 yrsFull-time

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About the role

The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s). The position requires strong regulatory understanding, financial acumen, and client-facing capability to support fund operations and governance.

What you'll do

  • Coordinate with Custodian, RTA, Fund Accountant, and banks for fund-related operations
  • Manage account opening (bank/demat) with custodians and ensure timely fund movement
  • Handle documentation for AIF/PMS investor onboarding and fund operations
  • Prepare and manage corporate actions, dematerialization of units, and investor records
  • Manage month-end Management Fee booking and ensure accurate accounting treatment

What you need

  • 5–8 yrs of experience
  • Compliance
  • SEBI regulations
  • Financial analysis
  • Documentation
  • MIS reporting
  • Internal controls
  • Chartered Accountant or Company Secretary or MBA

Good to have

  • SOP writing
  • Valuation

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