Control Office

About the role

With world-class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support, the firm plays a key role in facilitating the group’s global operations. Over time, we have made meaningful progress in these areas, and this commitment has been well-recognized across the industry.

What you'll do

• The individual will work closely and in partnership with the IWM CO team in AeJ
• Performing controls testing and continuous monitoring of activities of IWM staff to ensure adherence to internal policies and regulatory requirements
• The individual will assume day-to-day BAU responsibilities relating to Investment Suitability, Cross Border, Staff Licensing, Asset Transfer Review
• Ownership of the Hierarchy Maintenance process across IWM. Performing review and analysis of Attestation commentaries and affirmation processes
• Creating Management Packs, KRI Packs, Supervisory meeting packs and Scorecard

What you need

• Investment banking
• Wealth management
• Capital markets
• Operational risk
• Audit
• Risk management
• Chartered Accountant or MBA or B.Tech or B.E.

Good to have

• Reporting
• Power BI
• Excel
• VBA
• SQL
• PowerPoint