Deputy Manager - Surveillance

About the role

Brandon Hall Group HCM Excellence Awards for Learning & Development 2022 - Silver Award Business Transformation Leadership Awards Digital Transformation Project (Mobile App)

What you'll do

• Help the organization in establishing, implementing, and overseeing various Risk
• Management practices and policies. To monitor a firm’s trading activity using surveillance
• Applications to safeguard the firm against any reputational and/or financial risk
• Assisting team members with daily reviewing and analyzing of surveillance s and/or
• Exception reports. Properly documenting the review and disposition of the exceptions with

What you need

• 0–3 yrs of experience
• Capital markets
• Internal audit
• Mutual funds
• Bloomberg
• Compliance
• SEBI regulations
• Chartered Accountant or MBA

Good to have

• Learning and development