Alliance Recruitment Agency·Mumbai
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🔍 Key ResponsibilitiesEnsure compliance with global banking and markets regulations and internal policiesMonitor trading activities across equities, fixed income, derivatives, and other capital market productsReview and assess regulatory requirements impacting Global Banking & Markets operationsProvide advisory support to front office, middle office, and operations teams on compliance mattersConduct surveillance, risk assessments, and control testing related to market conductAssist in handling…
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