Manager - Investment Compliance Monitoring (Japanese Language)

About the role

Title Investment Compliance Monitoring - Manager Reports To Senior Manager - Investment Compliance Monitoring How have we achieved this? By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services Team and feel like you’re part of something bigger.

What you'll do

• Using proprietary and market-leading tools to perform recurring exception monitoring of FIL’s trading and other investment activities and investigates exceptions and…
• Respond to requests and inquiries from regulators, exchanges and industry bodies, including the SESC, KLFB, JSDA, JPX, and IMAJ
• Assisting with thematic reviews, desktop reviews and projects
• Coordinate and collaborate with internal teams in relation to periodic regulatory supervisory inspections
• Supporting the monitoring and analysis of regulatory trends and changes to the various rules and regulations impacting FIL’s investment functions and working closely…

What you need

• 7–13 yrs of experience
• Compliance
• PowerPoint
• Documentation
• CFA

Good to have

• Internal controls
• CFA