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Market Surveillance Optimization - VP

Barclays·Pune

Pay not statedLead levelFull-time

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About the role

To monitor and analyse market activity for potential signs of abuse or manipulation, verifying that there is adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct.

What you'll do

  • Monitoring market activities continuously, including order flows, prices, trading volumes and communications to identify potential irregularities or market misconduct
  • Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct
  • Business support in projects related to the firm’s market surveillance framework
  • Regulatory query and internal/external audit support

What you need

  • Audit
  • Any graduate

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