Specialist - Regulatory Operations

About the role

Connecting clients to markets – and talent to opportunity As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

What you'll do

• BAU, Controls & Issue Management
• Own daily MiFID trade and transaction reporting controls, including exceptions, rejects and reconciliations
• Investigate reporting breaks and data quality issues, identifying root cause and driving remediation actions through to closure
• Review reportability, field population and reporting logic across relevant MiFID transaction reporting and trade reporting flows
• Analyse trade lifecycle data from capture through to regulatory submission, challenging completeness, accuracy and timeliness where required

What you need

• 3–6 yrs of experience
• Compliance
• Reconciliation
• Capital markets
• SQL
• Power BI
• Python
• Any graduate

Good to have

• Business analysis
• Test cases
• Root cause analysis