Team Member

About the role

To help the organization in establishing, implementing, and overseeing various Risk Management practices and policies. To monitor a firm’s trading activity using surveillance applications to safeguard the firm against any reputational and/or financial risk.

What you'll do

• Assisting team members with daily reviewing and analyzing of surveillance s and/or exception reports. Properly documenting the review and disposition of the exceptions…
• Review of various modes of recorded communication used by the investment team and identify any unusual activity and potential risk issues
• Participating in periodic review of surveillance s to ensure optimal quality is being achieved
• Assisting with the UAT of new system enhancements/Model reviews as appropriate
• Assisting with the design and implementation of new surveillance s as well as refinement of existing ones

What you need

• 2–3 yrs of experience
• Capital markets
• Excel
• Compliance
• PowerPoint
• Internal audit
• SEBI regulations
• Chartered Accountant or MBA

Good to have

• Mutual funds
• Bloomberg