Senior Vice President, Regulatory Compliance IWPB HSBC IBU

About the role

The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage the Regulatory Compliance risks inherent in or arising from the conduct of their activities and for which they are responsible.

What you'll do

• The following principal accountabilities are aligned to the Compliance Services and Processes Model. Additional detail is available in the Model
• Impact on the Business
• Support in overseeing the critical Compliance policies and systems that impact HIBU and ensure that the Group’s exposure to Regulatory Compliance is managed in a…
• Provide advice and support on Reg Compliance matters to senior management, Compliance, and other colleagues
• Reporting to Entity Compliance Officer/ Head of Entity as relevant on Regulatory Compliance matters

What you need

• 10–12 yrs of experience
• Compliance
• Internal controls
• SOP writing
• Any graduate